Did your broker or financial advisor...
2. Excessively trade your account?
3. Execute unauthorized trades?
4. Over-concentrate your portfolio?
5. Make material misrepresentations and omissions?
6. Excessively use margin without your permission?
7. Excessively trade options?
8. Recommend unsuitable investments for retirement?
9. Sell you auction rate securities?
10. Sell you bank preferred shares?
11. Sell you Lehman Principal Protected Notes?
12. Sell you Schwab Yield Plus Funds?
13. Sell you junk or church bonds?
14. Fail to limit losses?
ALL CONSULTATIONS ARE FREE
*NO FEE IF NO RECOVERY
*CLIENTS RESPONSIBLE FOR COSTS
SIGNS YOU HAVE A CLAIM
- RETIREMENT OR IRA LOSSES
- NO DOWNSIDE WARNINGS
- ORDER TICKETS ALWAYS MARKED “UNSOLICITED”
- FREQUENT TRADES OF MUTUAL FUNDS OR ANNUITIES
- BROKER OVER PROMISED
- NOBODY WILL RETURN YOUR CALLS
- BROKER PRESSURES YOU
- TRADES ARE PLACED CONSTANTLY
- BROKER SOLD CDO'S OR CMO'S
- TOLD INVESTMENTS WILL ALL BOUNCE BACK
Current Cases:
KH Funding Company
Provident Royalties/Shale Royalties
Lehman Principal Protected Notes
Nuveen Auction Rate Securities
Cornerstone Ministries Bonds
DBSI
Diversified Lending Group
Fidelity Ultrashort Bonds
First Trust Investments
Jefferson County Bonds
Pinnacle Notes
Rochester Fund Municipals
Citigroup Falcon Fund
Auction Rate Securities
UBS Fund Losses
Losses in structured products
Monex Fraud
Fifth Third Securities Annuity Fraud
Unsupervised Salespeople Suits
Schwab Yield Plus Losses
Unregistered Securities: Leonard & Co.
Raymond James/Next Financial Group
REIT losses
American Express Preferred Stock
Bond Default Loss
Municipal Bonds
Investments in Bankrupt Companies
Aravali Fund Losses
Highly Levered ETF's
Medical Capital Corporation